Peter Kwok Shing Ng
伍國成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Kwok Shing Ng (伍國成), a licensed former licensee with CE reference AAG207. This person has 7.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-07-30 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-07 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-07 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-07 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-07 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Kwok Shing Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsz Wai To | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Kosuke Mizuno | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Wai Lun Tong | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Kwok Wah Cheung | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Kyong Pil Kang | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Noriko Matsushita | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Yuko Ohira | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Chun Yue Leung | Daiwa Securities SMBC (Asia) Limited | 2003–2004 |
| Satoshi Matsumoto | Daiwa Securities SMBC (Asia) Limited | 2003–2005 |
| Masashi Mizuno | Daiwa Securities SMBC (Asia) Limited | 2003–2004 |
| Tsutomu Onoue | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Leon Lum Hung | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Tak Wing Tam | Daiwa Securities SMBC (Asia) Limited | 2003 |
| Fumiko Yokota | Daiwa Securities SMBC (Asia) Limited | 2003 |
| Ernest Kwong Hung Fan | Daiwa Securities SMBC (Asia) Limited | 2004 |