Hon Man Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Man Siu (蕭漢文), a licensed Representative with CE reference AAE190. Currently licensed at 2 firm(s): KGI Futures (Hong Kong) Limited, KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-05-25 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-03 | present |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | 2023-04-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-05-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-25 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-25 | 2022-05-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-05 | 2013-06-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-02 | 2013-06-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-09 | 2010-12-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-12-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-13 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-23 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Man Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.