Cheuk Ming Lee
李卓明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Ming Lee (李卓明), a licensed former licensee with CE reference AAD864. This person has 9.0 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-06 | 2012-04-19 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-29 | 2006-11-18 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-20 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-12 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-12 |
| Kwok Hing Securities Limited 國興証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.