David Tai Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tai Wai Chan (陳大偉), a licensed Responsible Officer with CE reference AAC495. Currently licensed at 3 firm(s): CHG INVESTMENT CONSULTANT LIMITED, CHG ASSET MANAGEMENT LIMITED, CHG SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.5 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHG INVESTMENT CONSULTANT LIMITED 中泓投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-09-26 | present |
| CHG ASSET MANAGEMENT LIMITED 中泓資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-26 | present |
| CHG SECURITIES LIMITED 中泓證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as David Tai Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Chung On Chan | CHG SECURITIES LIMITED | 2004–2025 |
| Chiu Mo Samuel Tsang | CHG SECURITIES LIMITED | 2003–2022 |
| Wun Gi Hui | CHG SECURITIES LIMITED | 2010–2024 |
| Chi Ming Cheung | CHG SECURITIES LIMITED | 2011–2022 |
| Shwe Kyi Ma | CHG SECURITIES LIMITED | 2003–2024 |
| Mang Lun Kum | CHG SECURITIES LIMITED | 2014–2024 |
| Hing Lei Lin | CHG SECURITIES LIMITED | 2016–2025 |
| Xinxin Guo | CHG ASSET MANAGEMENT LIMITED | 2024–present |
| Shung Lai Suen | CHG SECURITIES LIMITED | 2009–2014 |
| Kwok Kwan Ng | CHG SECURITIES LIMITED | 2003–2012 |
| Xiaoyan Luo | CHG ASSET MANAGEMENT LIMITED | 2025–present |
| Qian Wang | CHG ASSET MANAGEMENT LIMITED | 2025–present |
| Andy Ka Wai Tse | CHG SECURITIES LIMITED | 2011–2014 |
| Kenneth Sin Ming Poon | CHG SECURITIES LIMITED | 2004–2005 |
| May Mei Yan Fung | CHG SECURITIES LIMITED | 2011–2012 |
| Evans Tania Ming Tak Chu | CHG SECURITIES LIMITED | 2004–2005 |
| Kit Kum Yeung | CHG SECURITIES LIMITED | 2011 |