Allan George Murray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan George Murray, a licensed former licensee with CE reference AAB001. This person has 9.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-20 | 2012-08-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2007-04-20 | 2011-01-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-04-20 | 2012-08-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2007-04-20 | 2011-01-22 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2003-12-02 | 2007-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2007-04-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2007-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2007-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-12-02 |