Richard Howard Gorges
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Howard Gorges, a licensed former licensee with CE reference AAA820. This person has 11.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-29 | 2015-01-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-29 | 2009-06-26 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-29 | 2009-12-22 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-29 | 2009-06-26 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2007-11-29 | 2009-06-26 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-12-21 |
| SCtrade.com Limited 南華互動金融網有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-02-09 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-12-21 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-12-21 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-31 |
| SCtrade.com Limited 南華互動金融網有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-02-09 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-31 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-12-21 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| SCtrade.com Limited 南華互動金融網有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-09 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-31 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-12-21 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
| SCtrade.com Limited 南華互動金融網有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-02-09 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Howard Gorges during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.