Ricky Kam Shui Chan
陳錦緒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Kam Shui Chan (陳錦緒), a licensed former licensee with CE reference AAA551. This person has 22.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-27 | 2025-12-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-21 | 2015-10-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-14 | 2013-04-10 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-05 | 2006-07-31 |
| Whole Win Securities Limited 鴻運証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-17 | 2006-05-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-20 | 2004-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Kam Shui Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.