Li Hau Chau
周李厚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Hau Chau (周李厚), a licensed former licensee with CE reference AAA142. This person has 6.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-25 | 2011-09-15 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-07 | 2010-06-25 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-19 | 2010-05-31 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-24 | 2008-11-01 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-22 | 2007-12-24 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-06-20 | 2007-11-09 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-03 | 2007-05-14 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 4 - Advising on securities | 2006-02-03 | 2007-05-14 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-17 | 2005-12-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Hau Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.