Siu Wai Ng
伍兆煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ng (伍兆煒), a licensed Representative with CE reference AAA014. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.5 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-05 | present |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-21 | 2025-10-27 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-21 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.