Po Tai Securities (Hong Kong) Limited
寶泰證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Tai Securities (Hong Kong) Limited (寶泰證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BJH199. Current licensed staff on file: 0 (total recorded over time: 15). Earliest licence on file: 2017-10-03.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-10-03 | 2023-03-08 |
| Type 4 - Advising on securities | 2019-02-19 | 2023-03-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Siu Po Lui 呂少寶 | RO 1, 4 | 2022-03 | 2022-11 |
| Linde Cai 蔡霖德 | Rep 1, 4 | 2022-01 | 2022-09 |
| Linfeng Cai 蔡霖丰 | Rep 1, 4 | 2021-07 | 2022-09 |
| Suk Yee Lai 黎淑儀 | Rep 1 | 2022-06 | 2022-09 |
| Henry Sung Chuen Yau 邱崧泉 | RO 1, 4 | 2022-07 | 2022-08 |
| Mender Wong 黃明達 | RO 1, 4 | 2022-01 | 2022-06 |
| Darwin Yuk Leung Lau 劉玉良 | RO 1, 4 Rep 1 | 2019-08 | 2022-02 |
| Ngai Pan Wu 胡毅彬 | RO 1, 4 | 2021-01 | 2022-01 |
| Chi Kin Leung 梁智健 | RO 1, 4 Rep 1, 4 | 2020-08 | 2020-11 |
| Wai Hong Wong 王為康 | RO 1, 4 Rep 1 | 2019-09 | 2020-10 |
| Chi Wing Chuk 卓志永 | RO 1, 4 | 2017-10 | 2020-04 |
| Siu Man Wong 王筱雯 | RO 1, 4 Rep 1, 4 | 2019-05 | 2019-11 |
| Wang Leung Ng 吳宏亮 | Rep 1, 4 | 2018-08 | 2019-08 |
| Terry Ho Cheong Cheng 鄭顥鏘 | Rep 1 | 2019-04 | 2019-07 |
| Yee Pui Chan 陳以珮 | RO 1, 4 | 2017-10 | 2019-05 |
Showing 1–15 of 15