Darwin Yuk Leung Lau
劉玉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darwin Yuk Leung Lau (劉玉良), a licensed former licensee with CE reference AUM452. This person has 11.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-05-04 | 2022-02-11 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-25 | 2022-02-11 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-21 | 2019-11-25 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-02 | 2019-08-09 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-25 | 2017-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Darwin Yuk Leung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.