Towering Securities Limited
高格證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Towering Securities Limited (高格證券有限公司), a Hong Kong-based licensed corporation with CE reference BIN085. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2017-11-01.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-11-01 | 2023-03-22 |
| Type 4 - Advising on securities | 2017-11-01 | 2023-03-22 |
| Type 9 - Asset management | 2017-11-01 | 2023-03-22 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pak Ming So 蘇柏鳴 | RO 1, 4, 9 | 2017-11 | 2021-02 |
| Wai Kit Ng 吳偉傑 | RO 1, 4, 9 Rep 9 | 2019-07 | 2021-01 |
| Tak Lam Yeung 楊德霖 | RO 1 Rep 1 | 2020-03 | 2020-12 |
| Chenkai Guo 郭晨凱 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | 2020-09 |
| Ting Mun Tsoi 蔡庭滿 | RO 1 Rep 1 | 2019-09 | 2020-05 |
| Sai Cheong Luk 陸世昌 | RO 1, 4, 9 Rep 1 | 2018-07 | 2019-08 |
| Yuan Chang 常遠 | RO 4, 9 Rep 1 | 2018-08 | 2019-05 |
| Eric Hin Lik Chin 陳顯歷 | RO 1, 4, 9 | 2017-11 | 2018-07 |
| Eddy Wai Kit Yeung 楊偉傑 | RO 1, 4, 9 | 2017-11 | 2017-11 |
Showing 1–9 of 9