Ting Mun Tsoi
蔡庭滿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Mun Tsoi (蔡庭滿), a licensed former licensee with CE reference AUV894. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-19 | 2021-05-02 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-22 | 2020-05-14 |
| Towering Securities Limited 高格證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-25 | 2019-11-22 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-07-14 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2018-10-18 | 2019-07-14 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-17 | 2019-07-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-07-31 | 2017-11-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-08-06 | 2017-11-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2017-11-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-12 | 2017-11-30 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-23 | 2015-05-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2015-05-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-04 | 2010-08-26 |