Nine Rivers Capital Partners Limited
浚承資本有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nine Rivers Capital Partners Limited (浚承資本有限公司), a Hong Kong-based licensed corporation with CE reference BFT108. Current licensed staff on file: 0 (total recorded over time: 17). Earliest licence on file: 2015-09-25.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2015-09-25 | 2020-04-21 |
| Type 4 - Advising on securities | 2016-05-04 | 2020-04-21 |
| Type 9 - Asset management | 2016-05-04 | 2020-04-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hang Fai Yam 任恒輝 | RO 1, 4, 9 | 2015-09 | 2020-04 |
| Hei Ching Au 區禧靖 | RO 1 Rep 1, 4 | 2016-05 | 2019-02 |
| Tze Lok Lam 林子樂 | RO 4, 9 Rep 1, 9 | 2015-10 | 2018-12 |
| Kwok Fung Tsang 曾國峯 | Rep 1, 4 | 2015-10 | 2018-12 |
| Ting Hin Yeung 楊庭軒 | Rep 9 | 2016-06 | 2018-12 |
| Desmond Cheuk-Kei Leung 梁焯祺 | Rep 4 | 2016-09 | 2018-05 |
| Chi Hang Or 柯志衡 | RO 1 Rep 1 | 2017-08 | 2018-01 |
| Pui Man Leung 梁培敏 | RO 4, 9 Rep 4 | 2016-09 | 2017-11 |
| Philip King Lun Mok 莫京燐 | Rep 1, 4 | 2017-04 | 2017-04 |
| Qun Li 李群 | Rep 4 | 2017-02 | 2017-03 |
| Kwan Ho Yik 易君豪 | Rep 1 | 2015-10 | 2017-01 |
| Christopher Shing-Kwun Tse 謝承鈞 | Rep 1 | 2016-09 | 2017-01 |
| Mona Wai King Wong 黃惠瓊 | RO 1 Rep 9 | 2015-09 | 2016-12 |
| Un Kong Ma 馬元亢 | Rep 1, 4 | 2016-05 | 2016-09 |
| Ka Hang Lam 林家亨 | RO 1, 4, 9 Rep 1 | 2015-11 | 2016-08 |
| Pui Shan Wong 黃佩珊 | Rep 1 | 2016-03 | 2016-07 |
| Wan Yuk Lam 林韻鈺 | Rep 1 | 2015-10 | 2016-05 |
Showing 1–17 of 17