Mirabaud (Far East) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mirabaud (Far East) Limited ( ), a Hong Kong-based licensed corporation with CE reference ADW189. Current licensed staff on file: 0 (total recorded over time: 3).
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2006-06-29 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-23 |
| Type 9 - Asset management | Pre-2003 | 2006-06-29 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Palmer Holmes | RO 4, 6, 9 | Pre-2003 | 2003-08 |
| Simon John Rigby | RO 4, 9 | 2003-07 | 2006-04 |
| Richard Miles Wertheimer | RO 4, 9 | 2005-03 | 2006-04 |
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