UFJ Investments Asia Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UFJ Investments Asia Limited , a Hong Kong-based licensed corporation with CE reference AAO234. Current licensed staff on file: 0 (total recorded over time: 11).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2003-09-30 |
| Type 4 - Advising on securities | Pre-2003 | 2003-09-30 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-30 |
| Type 9 - Asset management | Pre-2003 | 2003-09-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Craig Blaser Lindsay | Rep 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| Neil Timothy Mowbray | Rep 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| David Jonathan Subak-Sharpe | Rep 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| Craig Lawrence Chudleigh | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Hiroshi Goto | Rep 4, 5, 9 | Pre-2003 | 2003-09 |
| Jason Richard Gow | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Nobuyuki Hidaka | RO 4, 5, 9 | Pre-2003 | 2003-09 |
| Bernhard Klaus Meister | Rep 4, 5, 9 | Pre-2003 | 2003-09 |
| Mark Gavin Mitchard | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Joseph Thomas Oyaski | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
| Tim Chiu Yin Wong 黃昭然 | Rep 4, 5, 6, 9 | Pre-2003 | 2003-08 |
Showing 1–11 of 11