Neil Timothy Mowbray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Timothy Mowbray ( ), a licensed former licensee with CE reference AEE207. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UFJ Investments Asia Limited |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 9 — Asset management | present | 2003-10-02 |