Simpson Financial Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simpson Financial Limited, a Hong Kong-based licensed corporation with CE reference AAJ514. Current licensed staff on file: 0 (total recorded over time: 3).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2017-05-11 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2017-05-11 |
| Type 9 - Asset management | Pre-2003 | 2017-05-11 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tim Bennett | RO 4, 6, 9 | 2006-04 | 2016-05 |
| Eric Keith Simpson | RO 4, 6, 9 | Pre-2003 | 2016-05 |
| Masaharu Ushiyama 牛山政治 | Rep 4, 9 | 2013-04 | 2015-12 |
Showing 1–3 of 3