Eric Keith Simpson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Keith Simpson, a licensed former licensee with CE reference AAJ509. This person has 13.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Simpson Financial Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2016-05-25 |
| Simpson Financial Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2016-05-25 |
| Simpson Financial Limited | RO | Type 9 - Asset management | Pre-2003 | 2016-05-25 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Keith Simpson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tim Bennett | Simpson Financial Limited | 2006–2016 |
| Masaharu Ushiyama | Simpson Financial Limited | 2013–2015 |