Tim Bennett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tim Bennett ( ), a licensed former licensee with CE reference AMI217. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Simpson Financial Limited |
RO | Type 4 — Advising on securities | 2006-04-25 | 2016-05-25 |
| Simpson Financial Limited |
RO | Type 6 — Advising on corporate finance | 2006-04-25 | 2016-05-25 |
| Simpson Financial Limited |
RO | Type 9 — Asset management | 2006-04-25 | 2016-05-25 |