OCBC Securities (Hong Kong) Limited
華僑證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for OCBC Securities (Hong Kong) Limited (華僑證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAD624. Current licensed staff on file: 0 (total recorded over time: 20). Earliest licence on file: 2008-03-20.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2008-03-20 | 2014-05-23 |
| Type 1 - Dealing in securities | Pre-2003 | 2004-09-27 |
| Type 4 - Advising on securities | Pre-2003 | 2004-09-27 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-27 |
| Type 7 - Providing automated trading services | Pre-2003 | 2004-09-27 |
| Type 9 - Asset management | Pre-2003 | 2004-09-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yew Wah Hew 丘耀華 | RO 1 | 2011-01 | 2013-09 |
| Chin Hian Tay | RO 1 | 2010-10 | 2013-09 |
| Ka Wing Wong 黃嘉穎 | Rep 1 | 2010-09 | 2013-09 |
| Wing Keung Chow 周永強 | RO 1 Rep 1 | 2008-04 | 2013-07 |
| Wai Weng Eddy Kong | Rep 1 | 2011-02 | 2011-05 |
| Brian Chi Wing Kei 紀自榮 | RO 1 | 2008-03 | 2010-11 |
| Chin Wee Yeow | RO 1 | 2008-03 | 2010-05 |
| Boon Kiat Gan 顏文杰 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-07 |
| Siu Man Ko 高兆文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-03 |
| Wing Chung Chan 陳永中 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Peter Wing Leung Lai 黎永良 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Yin Ling Lee 李燕玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Fan Leung 梁帆 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Kally Leung 梁嘉莉 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Philip Ting Wai Leung 梁鼎威 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Yat Sing Li 李日昇 | Rep 4, 9 | Pre-2003 | 2004-02 |
| Alvin Loong Man Owyang 歐陽龍文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Eric Cheuk Kwan Wong 黃焯鈞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Samuel Kwok Yan Ng 伍國恩 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-01 |
| Wing Hong Lee 李永康 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
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