Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Goldman Sachs (Asia) Securities Limited (高盛(亞洲)證券有限公司), a Hong Kong-based licensed corporation with CE reference AAA849. Current licensed staff on file: 568 (total recorded over time: 1482). Earliest licence on file: 2013-07-11.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2016-10-10 |
| Type 4 - Advising on securities | Pre-2003 | 2016-10-10 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2011-08-26 |
| Type 7 - Providing automated trading services | 2013-07-11 | 2016-10-10 |
| Type 9 - Asset management | Pre-2003 | 2005-01-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1482)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christian Beerli | RO 4 Rep 1, 2, 4 | 2021-10 | Present |
| Siddharth Deepak Chhabria | RO 1 Rep 1, 2, 7 | 2015-09 | Present |
| Robert David Drake-Brockman | RO 1, 2, 4, 5, 7 Rep 1, 2, 4, 5, 7 | 2022-11 | Present |
| James Michael Ellery | RO 2 Rep 2 | 2016-10 | Present |
| Philip Theverkattil Jacob | RO 1, 7 Rep 1, 2, 7 | 2018-03 | Present |
| Tanweer Kabir | RO 1, 2 Rep 1, 2 | 2014-06 | Present |
| Ronald Suk Bae Lee 李碩培 | RO 2 | 2017-12 | Present |
| Leon Leung | RO 2 | 2023-09 | Present |
| Martin Ma 馬丁 | RO 2 Rep 2 | 2016-10 | Present |
| Matthew James Mason | RO 1, 2, 5, 7 Rep 1, 2, 7 | 2014-09 | Present |
| Qiu Meng 孟秋 | RO 2 Rep 2 | 2023-12 | Present |
| Sean Patrick Navin | RO 1, 2 Rep 1, 2, 7 | 2012-04 | Present |
| Thomas Plank | RO 1, 2 Rep 1, 2 | 2026-05 | Present |
| Ling Cherng Pong | RO 2 Rep 2 | 2016-10 | Present |
| Dmitri Potishko | RO 1, 2, 4, 5, 7 Rep 1 | 2013-06 | Present |
| Frederic Anders David Pripp | RO 1, 7 Rep 1, 2 | 2023-08 | Present |
| Alexandre Richard Harald Reinert | RO 1, 7 Rep 1, 2 | 2011-08 | Present |
| Ales Sladic | RO 1, 2, 4, 5 Rep 2 | 2016-10 | Present |
| Tsz Yin Wu 胡子賢 | RO 2 Rep 2 | 2016-10 | Present |
| Vincent Shu Hang Yeung 楊書恆 | RO 1, 2, 7 Rep 1, 2, 7 | 2012-04 | Present |
| Kumar Sundaram | Rep 1, 2 | 2015-04 | Present |
| Laura Faye Achoneftos | Rep 2 | 2024-05 | Present |
| Nabil Adoum | Rep 1, 2, 7 | 2020-06 | Present |
| Saurabh Aggarwala | Rep 1, 2, 7 | 2012-08 | Present |
| Gustavo Alves de Souza | Rep 1, 2 | 2025-10 | Present |
| Jiangze An 安江泽 | Rep 1, 2 | 2019-01 | Present |
| Stian Andersen | Rep 1, 2 | 2022-03 | Present |
| Meghav Arora | Rep 1, 2 | 2026-06 | Present |
| Kenneth Ryan Ashley | Rep 1, 2, 7 | 2016-10 | Present |
| Melissa Pui Yuk Au 歐珮鈺 | Rep 2 | 2016-10 | Present |
| Lindsay Anne Balow | Rep 2 | 2024-11 | Present |
| Aashvi Bana | Rep 1, 2, 7 | 2024-08 | Present |
| Inderdeep Singh Batra | Rep 2 | 2024-03 | Present |
| Alexander James Beet | Rep 2 | 2017-05 | Present |
| Yumiko Bekku | Rep 1, 2, 7 | 2017-06 | Present |
| Sa-Ar David Ben-Shachar | Rep 1, 2 | 2008-01 | Present |
| Nimita Bhargava | Rep 1, 2, 7 | 2014-06 | Present |
| Chenxi Bian 卞晨希 | Rep 2 | 2016-10 | Present |
| Sijia Bian 卞思佳 | Rep 1, 2, 7 | 2025-09 | Present |
| Alexander Henry Bibby | Rep 1, 2, 7 | 2026-07 | Present |
| Jonathon William Bird | Rep 1, 2 | 2014-02 | Present |
| Sacha Christina Bono | Rep 1, 2 | 2026-08 | Present |
| Lingli Cai 蔡灵麗 | Rep 2 | 2024-08 | Present |
| Xin Cai 蔡鑫 | Rep 2 | 2026-03 | Present |
| Xinni Cai 蔡欣妮 | Rep 2 | 2025-08 | Present |
| Maxime Calloix | Rep 1, 2 | 2022-07 | Present |
| Amaury Francis Charles Cambier | Rep 1, 2 | 2026-07 | Present |
| Sylvain Vetea Steeven Canut | Rep 2 | 2022-09 | Present |
| Rui Cao 曹睿 | Rep 2 | 2026-07 | Present |
| Xiaoyu Cao 曹曉雨 | Rep 2 | 2023-06 | Present |
| Zhaojun Cao 曹兆鈞 | Rep 2 | 2023-07 | Present |
| Victoria Kim Eleonore Carrara | Rep 1, 2 | 2017-06 | Present |
| Sum Chi Chak 翟心慈 | Rep 1, 2, 7 | 2018-06 | Present |
| Alvin Ho-Cheun Cham 湛浩泉 | Rep 1, 2, 7 | 2020-08 | Present |
| Ho Yin Cham 湛浩然 | Rep 2 | 2016-10 | Present |
| Cheuk Ping Clinton Chan 陳卓兵 | Rep 2 | 2025-08 | Present |
| Chi Wing Chan 陳志榮 | Rep 2 | 2021-10 | Present |
| Chui Ling Chan 陳翠玲 | Rep 2 | 2024-09 | Present |
| Hin Lun Chan 陳衍倫 | Rep 1, 4 | 2021-02 | Present |
| Hiu Wun Chan 陳曉媛 | Rep 2 | 2025-07 | Present |
| Hon Pan Chan 陳瀚彬 | Rep 2 | 2021-05 | Present |
| Isabelle Wei Ngar Chan 陳維雅 | Rep 2 | 2021-11 | Present |
| Pak Yuen Chan 陳柏源 | Rep 2 | 2021-05 | Present |
| Phoebe Yin Ting Chan 陳彥婷 | Rep 2 | 2017-07 | Present |
| Shing Yam Chan 陳承鑫 | Rep 2 | 2025-08 | Present |
| Siu Kei Chan 陳紹岐 | Rep 2 | 2024-07 | Present |
| Tsz Kei Chan 陳芷琦 | Rep 2 | 2019-08 | Present |
| Willy Chan 陳煒恒 | Rep 1, 2, 7 | 2016-10 | Present |
| Winston Chung Ching Chan 陳中正 | Rep 2 | 2016-10 | Present |
| Warit Charaspreedalarp | Rep 1, 2 | 2026-07 | Present |
| Sin Ying Cheah 謝羨瑩 | Rep 2 | 2016-10 | Present |
| Wan Jin Cheah 谢菀津 | Rep 2 | 2018-04 | Present |
| Bolun Chen 陳鉑侖 | Rep 2 | 2026-04 | Present |
| Fan Chen 陳帆 | Rep 1, 2, 7 | 2016-03 | Present |
| Jeffrey Chen | Rep 2 | 2016-10 | Present |
| Jie Chen 陈洁 | Rep 2 | 2024-11 | Present |
| Linhao Chen 陳麟豪 | Rep 2 | 2018-07 | Present |
| Pengfei Chen 陈鹏飞 | Rep 2 | 2023-07 | Present |
| Runxin Chen 陳潤欣 | Rep 2 | 2023-07 | Present |
| Shaowen Chen 陳紹文 | Rep 2 | 2019-03 | Present |
| Sidan Chen 陳斯丹 | Rep 2 | 2025-07 | Present |
| Simon Chen | Rep 2 | 2022-12 | Present |
| Tianqing Chen 陳天晴 | Rep 2 | 2025-02 | Present |
| Xiang Chen 陳翔 | Rep 2 | 2021-09 | Present |
| Xuefei Chen 陳雪菲 | Rep 2 | 2016-10 | Present |
| Yu-Fu Chen 陳昱孚 | Rep 2 | 2016-10 | Present |
| Yue Chen 陳玥 | Rep 2 | 2024-07 | Present |
| Zehua Chen 陳澤華 | Rep 2 | 2026-01 | Present |
| Kelly Chi Yan Cheng 鄭芷欣 | Rep 2 | 2023-08 | Present |
| Ling Fung Cheng 鄭領峯 | Rep 2 | 2018-07 | Present |
| Wei Chi Edlyn Cheng 鄭慧慈 | Rep 2 | 2025-05 | Present |
| Ya-Wei Cheng 鄭雅薇 | Rep 2 | 2018-12 | Present |
| Chin Kan Cheung 張展勤 | Rep 2 | 2017-06 | Present |
| Chun Lok Cheung 張俊樂 | Rep 2 | 2023-10 | Present |
| Hoi Man Cheung 張凱雯 | Rep 2 | 2026-08 | Present |
| Ming Yeung Cheung 張名揚 | Rep 2 | 2025-04 | Present |
| Sue Ann Cheung 張羨嘉 | Rep 2 | 2025-06 | Present |
| Verna Cheung 章苑 | Rep 2 | 2025-08 | Present |
| Yin Wa Cheung 張燕華 | Rep 2 | 2016-10 | Present |
| Yu Lik Cheung 張于力 | Rep 1, 2, 7 | 2016-10 | Present |
Showing 1–100 of 1482