David Henty Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Henty Sutton, a licensed former licensee with CE reference AXG093. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dayton Way Financial (HK) Limited | RO | Type 1 - Dealing in securities | 2012-02-14 | 2013-10-31 |
| Dayton Way Financial (HK) Limited | RO | Type 4 - Advising on securities | 2012-02-14 | 2013-10-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as David Henty Sutton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Boon Cheong Oh | Dayton Way Financial (HK) Limited | 2012–2013 |
| Stanford Hor | Dayton Way Financial (HK) Limited | 2012–2013 |