Stanford Hor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanford Hor, a licensed former licensee with CE reference AXG094. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dayton Way Financial (HK) Limited | RO | Type 1 - Dealing in securities | 2012-02-14 | 2013-02-14 |
| Dayton Way Financial (HK) Limited | RO | Type 4 - Advising on securities | 2012-02-14 | 2013-02-14 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Stanford Hor during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| David Henty Sutton | Dayton Way Financial (HK) Limited | 2012–2013 |
| Boon Cheong Oh | Dayton Way Financial (HK) Limited | 2012–2013 |