Seok Stone Kim
金石
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seok Stone Kim (金石), a licensed former licensee with CE reference AQA115. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Incap Investment Asia Limited | RO | Type 1 - Dealing in securities | 2008-11-05 | 2009-12-22 |
| Incap Investment Asia Limited | RO | Type 4 - Advising on securities | 2008-11-05 | 2009-12-22 |
| Incap Investment Asia Limited | RO | Type 6 - Advising on corporate finance | 2008-11-05 | 2009-12-22 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Seok Stone Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dukkoo Douglas Kang | Incap Investment Asia Limited | 2008–2009 |
| Sang Kun Youk | Incap Investment Asia Limited | 2008–2009 |