Windy Wing Yan Chiu
趙詠茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Wing Yan Chiu (趙詠茵), a licensed former licensee with CE reference AAV843. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-04 | 2025-02-06 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2018-09-04 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-10-28 |