Windy Wing Yan Chiu
趙詠茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Wing Yan Chiu (趙詠茵), a licensed former licensee with CE reference AAV843. This person has 21.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-04 | 2025-02-06 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-09-04 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-28 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Windy Wing Yan Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Ying Kam Lau | Tai Ning Stock Company Limited | 2003–2025 |
| Suet Ming Lai | Tai Ning Stock Company Limited | 2003–2025 |
| Lau Kun Yip | Tai Ning Stock Company Limited | 2003–2025 |
| Kam Tui Yuen | Tai Ning Stock Company Limited | 2003–2025 |
| Kwong Ning Kam | Tai Ning Stock Company Limited | 2003–2018 |
| Vandy Kam Oi Ma | Tai Ning Stock Company Limited | 2003–2015 |