Kwong Ning Kam
甘廣寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ning Kam (甘廣寧), a licensed former licensee with CE reference AAA043. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 1 - Dealing in securities | present | 2018-08-06 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 4 - Advising on securities | present | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-10-28 |
| Tai Ning Stock Company Limited 大寧證券有限公司 |
RO | Type 9 - Asset management | present | 2003-10-28 |