Sau Lan Lee
李秀蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Lan Lee (李秀蘭), a licensed former licensee with CE reference AAF343. This person has 13.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-27 | 2017-03-15 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-03-18 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-17 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-17 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Lan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.