Hau Kwong Lui
呂校光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Kwong Lui (呂校光), a licensed former licensee with CE reference AAF361. This person has 8.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-04-01 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-09-17 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-17 |
| Yee Fat Securities Company Limited 義發證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-09-17 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Kwong Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Yee Cheung | Yee Fat Securities Company Limited | 2003–2011 |
| Sau Lan Lee | Yee Fat Securities Company Limited | 2003–2011 |
| Kitty Kit Yung Leung Lui | Yee Fat Securities Company Limited | 2003–2011 |