Wing Yiu Kwan

關永耀
CE No. AFS712 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Kwan (關永耀), a licensed former licensee with CE reference AFS712. This person has 1.6 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 1 - Dealing in securities 2004-01-07 2004-10-21
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-12-17
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-12-17
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-17
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-21

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yiu Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Kenneth Fuk Sing Kwan Gain Asset Management Limited 2003–2004
Antonny King Chiu Cheng Gain Asset Management Limited 2003–2004

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