Wing Yiu Kwan
關永耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Kwan (關永耀), a licensed former licensee with CE reference AFS712. This person has 1.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-07 | 2004-10-21 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-17 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-17 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-17 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-21 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yiu Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenneth Fuk Sing Kwan | Gain Asset Management Limited | 2003–2004 |
| Antonny King Chiu Cheng | Gain Asset Management Limited | 2003–2004 |