Wing Yiu Kwan
關永耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Kwan (關永耀), a licensed former licensee with CE reference AFS712. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-07 | 2004-10-21 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-17 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-12-17 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-17 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-21 |