Kam Hing Kwok
郭錦興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Hing Kwok (郭錦興), a licensed former licensee with CE reference AAY149. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-03-02 | 2005-05-31 |
| Gain Asset Management Limited 建益資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-24 | 2005-05-31 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-02-18 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2005-02-18 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-07 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-01-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-07 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-07 |