Kam Hing Kwok

郭錦興
CE No. AAY149 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Hing Kwok (郭錦興), a licensed former licensee with CE reference AAY149. This person has 2.2 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 9 - Asset management 2005-03-02 2005-05-31
Gain Asset Management Limited
建益資產管理有限公司
Rep Type 1 - Dealing in securities 2005-02-24 2005-05-31
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-02-18
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2005-02-18
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-07
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-01-07
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-07
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-01-07
Cinda International Futures Limited
信達國際期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-07
Cinda International Securities Limited
信達國際證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-07

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Hing Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Sum Lau Cinda International Futures Limited 2003–2005
Sze Man Ho Cinda International Futures Limited 2003–2005
Man Sum Fan Cinda International Futures Limited 2003–2005
Byron Tin Lok Ho Cinda International Futures Limited 2003–2005
Siu Wa Leung Cinda International Futures Limited 2003–2005
Kim Wan To Cinda International Futures Limited 2003–2005
Ivy Wai Yan Wong Cinda International Futures Limited 2003–2005
Hin Yeung Lam Cinda International Futures Limited 2003–2005
Gordon Man Chiu Lee Cinda International Futures Limited 2003–2005
Ping Chuen Ng Cinda International Futures Limited 2003–2005
Ben Koc Ben Yu Cinda International Futures Limited 2003–2005
Kai Ngai Lo Cinda International Futures Limited 2003–2005
Ringo Chor Kin Au Cinda International Futures Limited 2003–2005
Siu Kwan Wong Cinda International Futures Limited 2003–2005
Joyce Siu Ling Cheung Cinda International Futures Limited 2003–2005
Kin Ming Chu Cinda International Futures Limited 2003–2005
Yiu Ting Chan Cinda International Futures Limited 2003–2005
Sau Ling Cheng Cinda International Futures Limited 2003–2005
Hok Fu Chan Cinda International Futures Limited 2003–2005
Chung Kin Chan Cinda International Futures Limited 2003–2005
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