The SFC Network

Simpson Financial Limited

CE No. AAJ514 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simpson Financial Limited (), a Hong Kong-based licensed corporation with CE reference AAJ514. Current licensed staff on file: 0 (total recorded over time: 3).

Licence history

Activity	From	To
Type 4 — Advising on securities	present	2017-05-11
Type 6 — Advising on corporate finance	present	2017-05-11
Type 9 — Asset management	present	2017-05-11

Licensed staff (all-time) (3)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Tim Bennett	RO 4, 6, 9	2006-04	2016-05
Eric Keith Simpson	RO 4, 6, 9	Pre-2003	2016-05
Masaharu Ushiyama 牛山政治	Rep 4, 9	2013-04	2015-12

Showing 1–3 of 3

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