Tao Liu
劉濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Liu (劉濤), a licensed Representative with CE reference BYQ468. Currently licensed at 1 firm(s): ASCENDANT SECURITIES (HK) LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-21 | present |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-21 | present |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-10-21 | present |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kin Chung Wan | ASCENDANT SECURITIES (HK) LIMITED | 2026–present |
| Fang Huang | ASCENDANT SECURITIES (HK) LIMITED | 2026–present |
| Suet Yi Wong | ASCENDANT SECURITIES (HK) LIMITED | 2026 |