Wing Yee Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yee Au (區穎怡), a licensed Representative with CE reference BXY565. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-06-08 | present |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-06-08 | present |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yee Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.