Shang Gao
高上
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Gao (高上), a licensed Responsible Officer with CE reference BWT433. Currently licensed at 1 firm(s): Innov Harbor Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-09 | present |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 9 - Asset management | 2025-12-09 | present |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Shang Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hung Ping Chan | Innov Harbor Asset Management Limited | 2025–present |
| John Charles Boon Huat Koh | Innov Harbor Asset Management Limited | 2025 |