Yi Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Cai (蔡易), a licensed Responsible Officer with CE reference BVZ774. Currently licensed at 1 firm(s): Excellent Tide Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-01 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 4 - Advising on securities | 2025-12-01 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 9 - Asset management | 2025-12-01 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-16 | 2025-12-01 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-16 | 2025-12-01 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 9 - Asset management | 2025-10-16 | 2025-12-01 |
| Wisdom Cosmic Hong Kong Limited | RO | Type 4 - Advising on securities | 2025-07-15 | 2025-10-15 |
| Wisdom Cosmic Hong Kong Limited | RO | Type 9 - Asset management | 2025-07-15 | 2025-10-15 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiman Fu | Excellent Tide Securities Limited | 2025–present |
| Hok Lai Li | Excellent Tide Securities Limited | 2025–present |
| Zhenzhou Liu | Excellent Tide Securities Limited | 2025–present |
| Ka Chun Ho | Excellent Tide Securities Limited | 2025–present |
| Pui Hang Fung | Excellent Tide Securities Limited | 2025–present |
| Rongxi Ke | Excellent Tide Securities Limited | 2025–present |
| Yongqiang Liu | Excellent Tide Securities Limited | 2025–present |
| Yiming Pan | Excellent Tide Securities Limited | 2025–present |
| Xiaofei Zhao | Excellent Tide Securities Limited | 2025–present |
| Shangting Huang | Wisdom Cosmic Hong Kong Limited | 2025 |
| Tianyou Wang | Wisdom Cosmic Hong Kong Limited | 2025 |
| Chung Ping Liu | Wisdom Cosmic Hong Kong Limited | 2025 |
| Yi Guo | Wisdom Cosmic Hong Kong Limited | 2025 |
| Ka Yee Lee | Excellent Tide Securities Limited | 2025 |
| Chun Wai Yip | Excellent Tide Securities Limited | 2025 |
| Yang Dai | Excellent Tide Securities Limited | 2026–present |