Alok Srivastava
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alok Srivastava, a licensed former licensee with CE reference BVR091. This person has 0.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-05-22 | 2026-06-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-04-09 | 2026-04-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-03 | 2025-10-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-29 | 2024-12-04 |