Cheuk Wang James Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Wang James Chau, a licensed former licensee with CE reference BTZ210. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RKD Capital Limited | Rep | Type 1 - Dealing in securities | 2023-08-22 | 2024-08-30 |
| RKD Capital Limited | Rep | Type 4 - Advising on securities | 2023-08-22 | 2024-08-30 |
| RKD Capital Limited | Rep | Type 9 - Asset management | 2023-08-22 | 2024-08-30 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Wang James Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Benson Lin-Fong Chan | RKD Capital Limited | 2023–2024 |
| Vivian Rivera Chan | RKD Capital Limited | 2023–2024 |