Stephen Frederick Ashton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Frederick Ashton, a licensed former licensee with CE reference BTV191. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-08 | 2026-06-13 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-09 | 2025-06-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-02 | 2023-06-05 |