Kor Lei Grace Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kor Lei Grace Lim, a licensed Representative with CE reference BTJ832. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 0.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-07-10 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-06-18 | 2026-06-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-05-22 | 2026-06-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-03-13 | 2026-03-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-24 | 2025-10-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-25 | 2025-05-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-22 | 2024-11-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-03-06 | 2024-03-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-17 | 2023-01-19 |