Yichen Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen Li (李易宸), a licensed Representative with CE reference BSU692. Currently licensed at 3 firm(s): Fortune (HK) Securities Limited, Fortune Asset Management Limited, Fortune Financial Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 3.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-20 | present |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-20 | present |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-07-20 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-09 | 2023-03-15 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-09 | 2023-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yichen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.