Yuan Cao
曹元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Cao (曹元), a licensed former licensee with CE reference BRR324. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-04 | 2025-02-11 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-04 | 2025-02-11 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-04-04 | 2023-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.