Jeffrey David Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey David Lee, a licensed Responsible Officer with CE reference BRM400. Currently licensed at 1 firm(s): Northern Light Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Light Advisors Limited 北極光顧問有限公司 |
RO | Type 4 - Advising on securities | 2024-11-18 | present |
| Northern Light Advisors Limited 北極光顧問有限公司 |
RO | Type 9 - Asset management | 2024-11-18 | present |
| PristineView Capital Advisers, Limited | RO | Type 4 - Advising on securities | 2022-01-07 | 2024-10-25 |
| PristineView Capital Advisers, Limited | RO | Type 9 - Asset management | 2022-01-07 | 2024-10-25 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeffrey David Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Keqing Wei | PristineView Capital Advisers, Limited | 2022–2024 |
| Jian Yang | PristineView Capital Advisers, Limited | 2022–2024 |
| Cho Kwong Li | Northern Light Advisors Limited | 2024–present |
| Peng Fei | PristineView Capital Advisers, Limited | 2023–2024 |