Carmen C M Ng
吳家汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen C M Ng (吳家汶), a licensed former licensee with CE reference BRA945. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-14 | 2022-07-15 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-04-14 | 2022-07-15 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen C M Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Louis Piers Higson Smith | Platinum Securities Company Limited | 2021–2022 |
| Loretta Suk Han Lau | Platinum Securities Company Limited | 2021–2022 |
| Ian Ross McGregor Ramsay | Platinum Securities Company Limited | 2021–2022 |
| Harjot Singh Gill | Platinum Securities Company Limited | 2021–2022 |
| Kenneth Po Hin Leung | Platinum Securities Company Limited | 2021–2022 |
| Chee Ming Liu | Platinum Securities Company Limited | 2021–2022 |
| Tsz Chun Tang | Platinum Securities Company Limited | 2021 |