Yiming Chen
陈一鸣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Chen (陈一鸣), a licensed former licensee with CE reference BQW934. This person has 5.1 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-12-14 | 2026-08-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-19 | 2026-08-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-19 | 2026-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-30 | 2021-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-30 | 2021-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-30 | 2021-07-09 |