Haochen Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haochen Shi (施昊晨), a licensed Representative with CE reference BQL601. Currently licensed at 1 firm(s): Orient Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-03 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-03 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-04 | 2025-12-27 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-04 | 2025-12-27 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2024-11-04 | 2025-12-27 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-10-21 | 2024-10-14 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-30 | 2024-10-14 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-03 | 2022-09-04 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-03 | 2022-09-04 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-29 | 2021-11-03 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-23 | 2021-09-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-23 | 2021-09-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-11-23 | 2021-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haochen Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.