Peng Ming Joel Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Ming Joel Tan (陳炳鳴), a licensed Responsible Officer with CE reference BQC315. Currently licensed at 1 firm(s): XinXi Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-16 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-12-16 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2025-12-16 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-11 | 2025-09-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-11 | 2025-09-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-11 | 2025-09-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-29 | 2023-10-11 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-10-11 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-29 | 2023-10-11 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-03 | 2023-04-22 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-03 | 2023-04-22 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-09-03 | 2023-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Ming Joel Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.