Tsz Kiu Cherry Li
李紫喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kiu Cherry Li (李紫喬), a licensed former licensee with CE reference BQB524. This person has 2.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 - Asset management | 2021-03-08 | 2023-02-28 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-14 | 2023-02-28 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-14 | 2023-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Kiu Cherry Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.