Lok Man Tam
譚樂敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Tam (譚樂敏), a licensed Representative with CE reference BPV002. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited | Rep | Type 1 - Dealing in securities | 2024-11-28 | present |
| KKR Capital Markets Asia II Limited | Rep | Type 4 - Advising on securities | 2024-11-28 | present |
| Evercore Asia Limited | Rep | Type 1 - Dealing in securities | 2023-06-07 | 2024-09-27 |
| Evercore Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-07 | 2024-09-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2020-07-27 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2020-07-27 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2020-07-27 | 2023-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Man Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.