Gavin James MacFarlane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gavin James MacFarlane, a licensed former licensee with CE reference BPQ194. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-05-21 | 2024-07-08 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-05-21 | 2024-07-08 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2020-05-21 | 2024-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gavin James MacFarlane during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.